General Exchange Act

Results: 639



#Item
511Economy of the United States / Financial regulation / Financial Industry Regulatory Authority / Securities Exchange Act / United States / U.S. Securities and Exchange Commission / General Securities Representative Exam / Securities regulation in the United States / Chicago Stock Exchange / United States securities law / Self-regulatory organizations / Professional certification in finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]August 12, 2013 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-08-13 04:44:58
512Economy of the United States / Financial regulation / Financial Industry Regulatory Authority / Securities Exchange Act / United States / U.S. Securities and Exchange Commission / General Securities Representative Exam / Securities regulation in the United States / Chicago Stock Exchange / United States securities law / Self-regulatory organizations / Professional certification in finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]August 12, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-08-13 04:46:25
513Systemic risk / Stock market / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Commodity Futures Trading Commission / Derivative / U.S. Securities and Exchange Commission / Financial economics / Finance / Financial system

David C. Phelan Executive Vice President and General Counsel State Street Corporation State Street Financial Center One Lincoln Street

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Source URL: www.sec.gov

Language: English - Date: 2010-11-30 15:22:18
514Privacy law / Government procurement in the United States / Proprietary software / Non-disclosure agreement / Law / Data privacy / Health Insurance Portability and Accountability Act

DRAFT[removed]Florida Health Information Exchange General Participation Terms and Conditions TABLE OF CONTENTS 1.

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Source URL: fhin.net

Language: English - Date: 2013-02-21 11:19:13
515Financial regulation / Government / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Directorate-General for External Security / Securities regulation in the United States / Securities and Exchange Commission / Generally Accepted Accounting Principles / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SEC Complaint: DGSE Companies Inc. and I. John Benson

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Source URL: www.sec.gov

Language: English - Date: 2014-05-27 16:22:25
516Decision theory / Rulemaking / Politics of the United States / Government / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Administrative Procedure Act / Oxfam / Law / United States administrative law / New Deal agencies / Administrative law

July 14, 2014 Anne K. Small, General Counsel U.S. Securities and Exchange Commission 100 F Street NE Washington, DC[removed]Dear Ms. Small,

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Source URL: www.sec.gov

Language: English - Date: 2014-07-17 14:30:26
517United States securities law / Stock market / Investment / 73rd United States Congress / Finance / Securities Act / Regulation D / Security / Securities regulation in the United States / United States Securities and Exchange Commission / SEC filings / Financial economics

3 AAC[removed]GENERAL PROVISIONS RELATING TO SMALL CORPORATE OFFERINGS. (a) As an alternative to a registration procedure under this chapter, a corporation or limited liability company issuing securities that are exempt

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Source URL: www.commerce.alaska.gov

Language: English - Date: 2013-12-16 16:11:55
518Financial economics / Stock market / 73rd United States Congress / Finance / Investment / Securities Act / Securities Exchange Act / Prospectus / Investment Advisers Act / United States Securities and Exchange Commission / SEC filings / United States securities law

RULES OF TENNESSEE DEPARTMENT OF COMMERCE AND INSURANCE DIVISION OF SECURITIES CHAPTER[removed]GENERAL ADMINISTRATION

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Source URL: www.tn.gov

Language: English - Date: 2013-01-22 10:57:15
519United States / Aboriginal title in the United States / Geography of North America / Geography / Title 43 of the United States Code / General Exchange Act / Coastal geography / Geography of the United States / Outer Continental Shelf

72 S T A T . ] PUBLIC LAW[removed]F E B . 28, [removed]

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Source URL: www.gpo.gov

Language: English - Date: 2013-01-16 10:44:22
520United States / Aboriginal title in the United States / Geography of North America / Geography / Title 43 of the United States Code / General Exchange Act / Coastal geography / Geography of the United States / Outer Continental Shelf

72 S T A T . ] PUBLIC LAW[removed]F E B . 28, [removed]

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Source URL: www.gpo.gov

Language: English - Date: 2013-01-16 10:44:23
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